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RAII is Published in the Journal of European Public Policy!


In a new article published in the Journal of European Public Policy, Graeme Auld, Ashley Casovan, Amanda Clarke, and Benjamin Faveri explore how various private and public actors interact and use private governance initiatives, like certification programs, during the development of ethical AI standards.

This exploration identified three pathways that capture distinct private actor actions in relation to private governance’s role and public actors. These pathways help identify future ethical AI governance directions by elucidating distinct public-private interactions and suggesting different AI governance futures.

The three pathways are: (1) oppose and fend off states; (2) engage and push states; and (3) lead and inspire states. The first pathway involves corporations and civil society actors turning to private governance to oppose and fend off state governance interventions. In the second pathway, corporations and civil society actors turn to private governance to engage and push states to institutionalize specific governance rules. In the third pathway, corporations and civil society actors use private governance to lead and inspire states to redefine regulatory possibilities and provide blueprints for future governance reforms. 

This paper found that pathway 2, engage and push states, dominates the current ethical AI standards development space. Examples of pathway 2 are seen in the Responsible AI Institute’s (RAII) convening of AI experts from various sectors and regions in conjunction with the World Economic Forum’s Global AI Action Alliance to develop a responsible AI certification program and their continued role in international AI standards development through International Organization for Standardization and Institute of Electrical and Electronics Engineers. Other examples of this pathway are seen through the Partnership on AI’s role in collaboratively fostering AI research, guidelines, principles, and best AI governance practices or Amnesty International and Access Now’s Toronto Declaration, pushing for governments and private actors to address AI risks together through private governance standards. 

While pathway 2 currently dominates the ethical AI standards development space, three sources of instability could shift the dominant pathway to pathway 1 or 3, or an entirely new pathway. These sources of instability are: (a) increases in AI governance demands, which could potentially motivate corporations and civil society actors to oppose and fend-off costly state interventions viewed as incapable of addressing AI system’s risks; (b) focusing events around AI failures could raise the salience of ongoing private governance experiments and redefine the scope and focus of AI governance efforts; and (c) localization effects could increase new and varied AI standards as sectors and professionals begin addressing AI governance in their specific use cases and as states perceive a misalignment between their interests and the focus of global AI standards.     

Various corporations that RAII works with have indicated a desire for industry-specific over general AI governance mechanisms as current general AI governance mechanisms fall short of their industry’s regulatory needs. This desire is aligned with the increase in AI governance demand and localization effects instability sources described above, possibly shifting which pathway dominates. As RAII continues working with various public and private actors to develop its certification program, it may face a decision on whether to continue creating a general responsible AI certification or shift to developing several industry-specific certification programs to meet the growing AI governance demand and misalignment between private actors' AI governance needs and available public sector AI governance efforts.

You can access the article here: https://www.tandfonline.com/eprint/QSGWPJVIEYJ4R7KEBXM7/full?target=10.1080/13501763.2022.2099449